Broker Dealer Operations Under Securities and Commodities Law. Second Edition. Release #15, November 2015

Text Registration

Broker Dealer Operations Under Securities and Commodities Law. Second Edition. Release #15, November 2015

Status

Published

on 22 Mar 2016

Year of Creation

2015

Thomson Reuters Global Resources

Registration Number

TX0008177695

on 22 Mar 2016

The U.S. Copyright record (Registration Number: TX0008177695) dated 22 Mar 2016, pertains to an electronic file (eService) titled "Broker Dealer Operations Under Securities and Commodities Law. Second Edition. Release #15, November 2015" created in 2015. The copyright holder is Thomson Reuters Global Resources, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Thomson Reuters Global Resources.

Thomson Reuters Global Resources

Application Details

Registration Number

TX0008177695

Registration Date

3/22/2016

Year of Creation

2015

Agency Marc Code

DLC-CO

Record Status

New

Physical Description

Print material

First Publication Nation

United States

Preexisting Material

Some previously published material, including earlier versions

Personal Authors

Jerry W Markham

Thomas Lee Hazen

Corporate Authors

Thomson Reuters Global Resources

Notes

Rights Note: Copyright Clearance Center, 222 Rosewood Drive, Danvers, MA, 01923, United States

Material Matter Claimed Note: Original and revised text

Previous Registration Note: 2015, TX0007976762

Statements

Application Title Statement: Broker Dealer Operations Under Securities and Commodities Law. Second Edition. Release #15, November 2015

Author Statement: Jerry W. Markham Citizenship: United States Authorship: Original and revised text Thomas Lee Hazen Citizenship: United States Authorship: Original and revised text

Notes

Rights Note: Copyright Clearance Center, 222 Rosewood Drive, Danvers, MA, 01923, United States

Material Matter Claimed Note: Original and revised text

Previous Registration Note: 2015, TX0007976762

Statements

Application Title Statement: Broker Dealer Operations Under Securities and Commodities Law. Second Edition. Release #15, November 2015

Author Statement: Jerry W. Markham Citizenship: United States Authorship: Original and revised text Thomas Lee Hazen Citizenship: United States Authorship: Original and revised text

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