Broker-Dealer Operations and Regulation Under Securities and Commodities Law. Second Editon. Release #14, November 2014

Text Registration

Broker-Dealer Operations and Regulation Under Securities and Commodities Law. Second Editon. Release #14, November 2014

Status

Published

on 28 Jan 2015

Year of Creation

2014

Thomson Reuters Global Resources

Registration Number

TX0007976762

on 28 Jan 2015

The U.S. Copyright record (Registration Number: TX0007976762) dated 28 Jan 2015, pertains to an electronic file (eService) titled "Broker-Dealer Operations and Regulation Under Securities and Commodities Law. Second Editon. Release #14, November 2014" created in 2014. The copyright holder is Thomson Reuters Global Resources, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Thomson Reuters Global Resources.

Thomson Reuters Global Resources

Application Details

Registration Number

TX0007976762

Registration Date

1/28/2015

Year of Creation

2014

Agency Marc Code

DLC-CO

Record Status

New

Physical Description

Print material

First Publication Nation

United States

Preexisting Material

Some previously published material, including earlier versions

Personal Authors

Jerry W Markham

Thomas Lee Hazen

Corporate Authors

Thomson Reuters Global Resources

Notes

Rights Note: West, a Thomson Reuters business, Copyright Services, 610 Oppermand Drive, Eagan, MN, 55123, United States, (651) 687-6387, copyright.west@thomson.com

Local Copyright Note: C.O. correspondence

Material Matter Claimed Note: Original and revised text

Previous Registration Note: 2014, TX0007795379

Statements

Application Title Statement: Broker-Dealer Operations and Regulation Under Securities and Commodities Law. Second Editon. Release #14, November 2014

Author Statement: Jerry W. Markham Citizenship: United States Authorship: Original and revised text Thomas Lee Hazen Citizenship: United States Authorship: Original and revised text

Notes

Rights Note: West, a Thomson Reuters business, Copyright Services, 610 Oppermand Drive, Eagan, MN, 55123, United States, (651) 687-6387, copyright.west@thomson.com

Local Copyright Note: C.O. correspondence

Material Matter Claimed Note: Original and revised text

Previous Registration Note: 2014, TX0007795379

Statements

Application Title Statement: Broker-Dealer Operations and Regulation Under Securities and Commodities Law. Second Editon. Release #14, November 2014

Author Statement: Jerry W. Markham Citizenship: United States Authorship: Original and revised text Thomas Lee Hazen Citizenship: United States Authorship: Original and revised text

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