2010

Mutual Funds Sales Practices. A Practical Guide to FINRA, SEC, and Other Regulatory Requirements. 2009 Edition

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Text Registration

Mutual Funds Sales Practices. A Practical Guide to FINRA, SEC, and Other Regulatory Requirements. 2009 Edition

Status

Published

on 28 Jan 2010

Year of Creation

2009

Thomson Reuters Global Resources

Registration Number

TX0007133257

on 28 Jan 2010

The U.S. Copyright record (Registration Number: TX0007133257) dated 28 Jan 2010, pertains to an electronic file (eService) titled "Mutual Funds Sales Practices. A Practical Guide to FINRA, SEC, and Other Regulatory Requirements. 2009 Edition" created in 2009. The copyright holder is Thomson Reuters Global Resources, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Thomson Reuters Global Resources.

Thomson Reuters Global Resources

Application Details

Registration Number

TX0007133257

Registration Date

1/28/2010

Year of Creation

2009

Agency Marc Code

DLC-CO

Record Status

New

Physical Description

Book, 510 p

First Publication Nation

United States

Personal Authors

Thomas P Lemke

Gerald T Lins

Corporate Authors

Thomson Reuters Global Resources

Notes

Rights Note: West, a Thomson Reuters business, Copyright Services, 610 Oppermand Drive, Eagan, MN, 55123, United States, (651) 687-6387, copyright.west@thomson.com

Statements

Application Title Statement: Mutual Funds Sales Practices. A Practical Guide to FINRA, SEC, and Other Regulatory Requirements. 2009 Edition

Author Statement: Thomas P. Lemke Citizenship: United States Authorship: Original text Gerald T. Lins Citizenship: United States Authorship: Original text

Notes

Rights Note: West, a Thomson Reuters business, Copyright Services, 610 Oppermand Drive, Eagan, MN, 55123, United States, (651) 687-6387, copyright.west@thomson.com

Statements

Application Title Statement: Mutual Funds Sales Practices. A Practical Guide to FINRA, SEC, and Other Regulatory Requirements. 2009 Edition

Author Statement: Thomas P. Lemke Citizenship: United States Authorship: Original text Gerald T. Lins Citizenship: United States Authorship: Original text

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