Text Registration
Copyright Title
Compliance investmest banking and securities business
Status
Unpublished
on 14 Jun 2007
Year of Creation
1983
Copyright Claimant
Primary Market Services, Inc
Registration Number
TXu000177171
on 14 Jun 2007Copyright Summary
The U.S. Copyright record (Registration Number: TXu000177171) dated 14 Jun 2007, pertains to an electronic file (eService) titled "Compliance investmest banking and securities business" created in 1983. The copyright holder is Primary Market Services, Inc, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Primary Market Services, Inc.
Application Details
Registration Number
TXu000177171
Registration Date
6/14/2007
Year of Creation
1983
Agency Marc Code
DLC-CO
Record Status
New
Corporate Author
Primary Market Services, Inc
Physical Description
1 v
Notes
Local Copyright Note: C.O. correspondence
Material Matter Claimed Note: New Matter: new text & compilation of preexisting rules & regulations
Statements
Application Title Statement: Manual of compliance and supervisory guidelines for N A S D member firms
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