Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law Third Edition

Text Registration

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law Third Edition

Status

Published

on 30 Oct 2018

Year of Creation

2018

Practising Law Institute

Registration Number

TX0008682822

on 30 Oct 2018

The U.S. Copyright record (Registration Number: TX0008682822) dated 30 Oct 2018, pertains to an electronic file (eService) titled "Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law Third Edition" created in 2018. The copyright holder is Practising Law Institute, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Practising Law Institute.

Practising Law Institute

Application Details

Registration Number

TX0008682822

Registration Date

10/30/2018

Year of Creation

2018

Agency Marc Code

DLC-CO

Record Status

New

Corporate Author

Practising Law Institute

Physical Description

Print material

First Publication Nation

United States

ISBN

978-1-4024-1690-3

Preexisting Material

text, Previous Editions

Corporate Authors

Practising Law Institute

Notes

Rights Note: Stephanie Sica, Practising Law Institute, 1177 Avenue of the Americas, New York, NY, 10036, (212) 590-8879, ssica@pli.edu

Local Copyright Note: Regarding limitation of claim: Registration does not extend to U.S. government works or government edicts that have been issued by any state, local, or territorial government, including legislative enactments, judicial decisions, administrative rulings, public ordinances, or similar types of official legal materials that have the force of law. 17 U.S.C. 105; Compendium 313.6(C)(2)

Material Matter Claimed Note: text, New and revised text

Statements

Application Title Statement: Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law Third Edition R14

Author Statement: Practising Law Institute employer for hire Domicile: United States Citizenship: United States Authorship: text

Notes

Rights Note: Stephanie Sica, Practising Law Institute, 1177 Avenue of the Americas, New York, NY, 10036, (212) 590-8879, ssica@pli.edu

Material Matter Claimed Note: text, New and revised text

Statements

Application Title Statement: Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law Third Edition R14

Author Statement: Practising Law Institute employer for hire Domicile: United States Citizenship: United States Authorship: text

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