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Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants
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Copyright Title

Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants

Status

Published

on 13 Feb 2015
Year of Creation
2015
Copyright Claimant
Practising Law Institute
Registration Number
TX0008021525
on 13 Feb 2015

Copyright Summary


The U.S. Copyright record (Registration Number: TX0008021525) dated 13 Feb 2015, pertains to an electronic file (eService) titled "Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants" created in 2015. The copyright holder is Practising Law Institute, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Practising Law Institute.

Copyright Details


Copyright Claimant
Practising Law Institute

Application Details


Registration Number
TX0008021525
Registration Date
2/13/2015
Year of Creation
2015
Agency Marc Code
DLC-CO
Record Status
New
Corporate Author
Practising Law Institute
Physical Description
Book, 170 p
First Publication Nation
United States
ISBN
978-1-4024-2394-9
Preexisting Material
text, Articles and other material reprinted with permission; no copyright claimed therein

Corporate Authors


Notes


Rights Note: Practising Law Institute, 1177 Avenue of the Americas, New York, NY, 10036, United States, (212) 824-5887, agiven@pli.edu
Material Matter Claimed Note: text, Selection, Arrangement and additional new material

Statements


Application Title Statement: Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants
Author Statement: Practising Law Institute employer for hire Domicile: United States Citizenship: United States Authorship: text
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