Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Status

Published

on 20 Nov 2014

Year of Creation

2014

Practising Law Institute

Registration Number

TX0007995032

on 20 Nov 2014

The U.S. Copyright record (Registration Number: TX0007995032) dated 20 Nov 2014, pertains to an electronic file (eService) titled "Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law" created in 2014. The copyright holder is Practising Law Institute, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Practising Law Institute.

Practising Law Institute

Application Details

Registration Number

TX0007995032

Registration Date

11/20/2014

Year of Creation

2014

Agency Marc Code

DLC-CO

Record Status

New

Corporate Author

Practising Law Institute

Physical Description

Printed material

First Publication Nation

United States

ISBN

978-1-4024-1690-3

Preexisting Material

text, Previous Editions

Corporate Authors

Practising Law Institute

Notes

Rights Note: Andrew Given, Practising Law Institute, 1177 Avenue of the Americas, New York, NY, 10036, (212) 824-5887, agiven@pli.edu

Material Matter Claimed Note: text, editing, New and revised text

Statements

Application Title Statement: Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Author Statement: Practising Law Institute employer for hire Domicile: United States Citizenship: United States Authorship: text

Notes

Rights Note: Andrew Given, Practising Law Institute, 1177 Avenue of the Americas, New York, NY, 10036, (212) 824-5887, agiven@pli.edu

Material Matter Claimed Note: text, editing, New and revised text

Statements

Application Title Statement: Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Author Statement: Practising Law Institute employer for hire Domicile: United States Citizenship: United States Authorship: text

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