Supervision: FINRA Rules 3110, 3120, 3150 and 3170 (EL-ELC236)

Status

Published

on 31 Mar 2016

Year of Creation

2015

Financial Industry Regulatory Authority, Inc

Registration Number

TX0008247325

on 31 Mar 2016

The U.S. Copyright record (Registration Number: TX0008247325) dated 31 Mar 2016, pertains to an electronic file (eService) titled "Supervision: FINRA Rules 3110, 3120, 3150 and 3170 (EL-ELC236)" created in 2015. The copyright holder is Financial Industry Regulatory Authority, Inc, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Financial Industry Regulatory Authority, Inc.

Financial Industry Regulatory Authority, Inc

Application Details

Registration Number

TX0008247325

Registration Date

3/31/2016

Year of Creation

2015

Agency Marc Code

DLC-CO

Record Status

New

Corporate Author

Financial Industry Regulatory Authority, Inc

Physical Description

Electronic file (eService)

First Publication Nation

United States

Corporate Authors

Inc Financial Industry Regulatory Authority

Statements

Application Title Statement: Supervision: FINRA Rules 3110, 3120, 3150 and 3170 (EL-ELC236)

Author Statement: Financial Industry Regulatory Authority, Inc employer for hire Citizenship: United States Authorship: text

Statements

Application Title Statement: Supervision: FINRA Rules 3110, 3120, 3150 and 3170 (EL-ELC236)

Author Statement: Financial Industry Regulatory Authority, Inc employer for hire Citizenship: United States Authorship: text

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